Director/PDMR Shareholding

RNS Number : 4484I
AJ Bell PLC
11 December 2020

 

AJ Bell plc

("AJ Bell", the "Company")

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

AJ Bell wishes to announce that:

(1)  On 10 December 2020, AJ Bell granted annual and deferred awards over the Company's ordinary shares of £0.000125 each (Ordinary Shares) to the following executive directors and senior managers, all of whom are PDMRs, under the AJ Bell Executive Incentive Plan (EIP) in respect of bonuses for the year ending 30 September 2021.

Number

Name

Position of PDMR

Number of shares subject to annual award

Number of shares subject to deferred award

1. 

Andy Bell

Chief Executive Officer

83,252

124,878

2. 

Michael Summersgill

Chief Financial Officer

31,176

46,763

3. 

Fergus Lyons

AJ Bell Investcentre Managing Director

22,105

14,737

4. 

Charles Galbraith

AJ Bell Youinvest Managing Director

20,915

13,943

5. 

Roger Stott

Group Finance Director

11,072

7,382

6. 

Louis Petherick

Chief Risk Officer

7,408

4,938

7. 

Bruce Robinson

Group Legal Services Director and Company Secretary

5,101

3,401

8. 

Mo Tagari

Chief Technology Officer

20,737

13,825

 

 

 

 

           

 

No consideration was paid for the grant of the awards, which have been structured as nominal cost options. 

In the case of the Executive Directors, Andy Bell and Michael Summersgill:

a)  the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021.

 

b)  the deferred awards will, subject to the satisfaction of the performance conditions, normally vest on 30 September 2024.

 

c)  both the annual awards and the deferred awards will be subject to a holding period which expires on 30 September 2025, and will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.

In the case of the Senior Managers, Fergus Lyons, Charles Galbraith, Roger Stott, Louis Petherick, Bruce Robinson and Mo Tagari:

a)  the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021.

 

b)  the deferred awards will, subject to the satisfaction of the performance conditions, normally vest on 30 September 2023.

 

c)  both the annual awards and the deferred awards will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.

 

(2)  It has been notified of the following transactions on 10 December 2020 (Transactions):

 

a)  Those PDMRS who are named in column (1) of the below table exercised nominal cost options under the Company's Executive Incentive Plan (EIP) on 10 December 2020 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 10 December 2020 at a price of £4.28 per Ordinary Share to pay associated income tax and national insurance contribution liabilities.

(1)

(2)

(3)

PDMR

Number of Ordinary Shares acquired

Number of Ordinary Shares sold

Fergus Lyons

16,906

0

Charles Galbraith

18,636

8,759

Louis Petherick

6,306

2,964

Roger Stott

9,346

4,393

Mo Tagari

14,670

6,895

 

b)  Following completion of the Transactions, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

(1)

(2)

(3)

PDMR

Number of shares in which interested

% of issued share capital

Fergus Lyons

17,502,016

4.267

Charles Galbraith

2,025,580

0.494

Louis Petherick

168,448

0.041

Roger Stott

454,220

0.111

Mo Tagari

23,791

0.006

 

For further information, please contact:

AJ Bell plc

Bruce Robinson, Company Secretary  +44 (0) 780 234 4859

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Andrew Bell

 

2.

Reason for the notification

a)

Position/status

Chief Executive Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2024.

 

c)

Price(s) and volume(s)

Type of award

 

Price(s)

Volume(s)

Annual award

 

£0.000125

83,252

Deferred award

 

£0.000125

124,878

 

d)

Aggregated information

 

Aggregated volume

price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

 

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Michael Summersgill

 

2.

Reason for the notification

a)

Position/status

Chief Financial Officer/PDMR

 

b)

Initial notification/ Amendment

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

Ordinary shares of £0.000125 each

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2024

 

c)

Price(s) and volume(s)

 Type of award

 

Price(s)

Volume(s)

Annual award

 

£0.000125

31,176

Deferred award

 

£0.000125

46,763

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Fergus Lyons

 

2.

Reason for the notification

a)

Position/status

AJ Bell Investcentre Managing Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 

Ordinary shares of £0.000125 each

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2.  Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

22,105

Deferred award

£0.000125

14,737

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Charles Galbraith

 

2.

Reason for the notification

a)

Position/status

AJ Bell Youinvest Managing Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2.  Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

20,915

Deferred award

£0.000125

13,943

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Roger Stott

 

2.

Reason for the notification

a)

Position/status

Group Finance Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2.  Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

11,072

Deferred award

£0.000125

7,382

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Louis Petherick

 

2.

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2.  Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

7,408

Deferred award

£0.000125

4,938

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Bruce Robinson

 

2.

Reason for the notification

a)

Position/status

Group Legal Services Director and Company Secretary/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2.  Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

5,101

Deferred award

£0.000125

3,401

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Mohamed Tagari

 

2.

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and

 

2.  Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

20,737

Deferred award

£0.000125

13,825

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

10 December 2020

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Fergus Lyons

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Investcentre

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

16,906

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charles Galbraith

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Youinvest/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

18,636

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Louis Petherick

2

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

6,306

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Group Finance Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

9,346

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mohamed Tagari

2

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP Options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

14,670

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charles Galbraith

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Youinvest/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £4.28

8,759

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Louis Petherick

2

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

 4.28

2,964

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Group Finance Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £4.28

4,393

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mohamed Tagari

2

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£4.28

6,895

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

10 December 2020

g)

Place of the transaction

London Stock Exchange

 

Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)

Date of notification: 11 December 2020 

 

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

 

 

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

 

END

 
 

DSHGZMMZNMFGGZM

Follow us: