Director/PDMR Shareholding

RNS Number : 4198V
AJ Bell PLC
13 December 2021

 

AJ Bell plc

("AJ Bell", the "Company")

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

AJ Bell wishes to announce that:

(1)  On 9 December 2021, AJ Bell granted annual and deferred awards over the Company's ordinary shares of £0.000125 each (Ordinary Shares) to the following executive directors and senior managers, all of whom are a person discharging managerial responsibilities (PDMR) in the Company, under the AJ Bell Executive Incentive Plan (EIP) in respect of bonuses for the year ending 30 September 2022.

Number

Name

Position of PDMR

Number of shares subject to annual award

Number of shares subject to deferred award

1. 

Andy Bell

Chief Executive Officer

99,722

149,584

2. 

Michael Summersgill

Deputy Chief Executive Officer

50,040

75,060

3. 

Roger Stott

Chief Operating Officer

12,320

18,480

4. 

Billy Mackay

AJ Bell Investcentre Managing Director

16,087

10,725

5. 

Charles Galbraith

AJ Bell Youinvest Managing Director

25,053

16,702

6. 

Karen Goodman

Chief Risk Officer

11,100

7,400

7. 

Bruce Robinson

Group Legal Services Director and Company Secretary

6,110

4,074

8. 

Mo Tagari

Chief Technology Officer

24,840

16,560

9. 

Liz Carrington

HR Director

 

9,365

6,244

10. 

Kevin Doran

AJ Bell Investments

Managing Director

10,439

6,959

 

 

 

 

           

 

No consideration was paid for the grant of the awards, which have been structured as nominal cost options. 

In the case of the Executive Directors, Andy Bell, Michael Summersgill and Roger Stott:

a)  the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022.

 

b)  the deferred awards will, subject to the satisfaction of the performance conditions and the operation of a performance underpin, malus and clawback, normally vest on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.

 

c)  both the annual awards and the deferred awards will be subject to a holding period which expires on 30 September 2026, and will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant. Clawback will continue to apply up until the end of the holding period.

 

In the case of the Senior Managers, Billy Mackay, Charles Galbraith, Karen Goodman, Bruce Robinson, Mo Tagari, Liz Carrington and Kevin Doran:

a)  the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022.

 

b)  the deferred awards will, subject to the satisfaction of the performance conditions and the operation of a performance underpin, malus and clawback, normally vest on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.

 

c)  both the annual awards and the deferred awards will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.

 

(2)  It has been notified that those PDMRS who are named in column (1) of the below table exercised nominal cost options under the EIP on 9 December 2021 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 9 December 2021 at a price of £3.796 per Ordinary Share to pay associated income tax and national insurance contribution liabilities (PDMR Transactions).

(1)

(2)

(3)

PDMR

Number of Ordinary Shares acquired

Number of Ordinary Shares sold

Andy Bell

136,672

0

Roger Stott

22,156

10,419

Billy Mackay

17,909

0

Bruce Robinson

23,401

0

Mo Tagari

19,561

9,196

Liz Carrington

10,580

0

 

(3)  It has been notified that on 9 December 2021 Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR:

 

a)  was granted by AJ Bell an annual award over 7,202 Ordinary Shares and a deferred award over 4,801 Ordinary Shares under the EIP in respect of bonuses for the year ending 30 September 2022; and

 

b)  exercised nominal cost options under the EIP to acquire 9,118 Ordinary Shares (PCA Transaction).

 

(4)  Following completion of the PDMR Transactions and the PCA Transaction, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

(1)

(2)

(3)

PDMR

Number of shares in which interested

% of issued share capital

Andy Bell

93,870,739

22.861

Roger Stott

210,380

0.051

Billy Mackay

1,487,927

0.362

Bruce Robinson

653,143

0.159

Mo Tagari

47,039

0.011

Liz Carrington

570,939

0.139

 

For further information, please contact:

AJ Bell plc

Bruce Robinson, Company Secretary  +44 (0) 780 234 4859



 

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Andrew Bell

 

2.

Reason for the notification

a)

Position/status

Chief Executive Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.

 

c)

Price(s) and volume(s)

Type of award

 

Price(s)

Volume(s)

Annual award

 

£0.000125

99,722

Deferred award

 

£0.000125

149,584

 

d)

Aggregated information

 

Aggregated volume

price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

 

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Michael Summersgill

 

2.

Reason for the notification

a)

Position/status

Deputy Chief Executive Officer/PDMR

 

b)

Initial notification/ Amendment

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

Ordinary shares of £0.000125 each

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025

 

 

c)

Price(s) and volume(s)

 Type of award

 

Price(s)

Volume(s)

Annual award

 

£0.000125

50,040

Deferred award

 

£0.000125

75,060

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Roger Stott

 

2.

Reason for the notification

a)

Position/status

Chief Operating Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

12,320

Deferred award

£0.000125

18,480

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

William Mackay

 

2.

Reason for the notification

a)

Position/status

AJ Bell Investcentre Managing Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 

Ordinary shares of £0.000125 each

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

16,087

Deferred award

£0.000125

10,725

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Charles Galbraith

 

2.

Reason for the notification

a)

Position/status

AJ Bell Youinvest Managing Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

25,053

Deferred award

£0.000125

16,702

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Karen Goodman

 

2.

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.

 

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

11,100

Deferred award

£0.000125

7,400

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Bruce Robinson

 

2.

Reason for the notification

a)

Position/status

Group Legal Services Director and Company Secretary/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024

 

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

6,110

Deferred award

£0.000125

4,074

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Mohamed Tagari

 

2.

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024

 

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

24,840

Deferred award

£0.000125

16,560

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Elizabeth Carrington 

2.

Reason for the notification

a)

Position/status

HR Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024

 

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

9,365

Deferred award

£0.000125

6,244

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Kevin Doran

 

2.

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Investments /PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.

 

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

10,439

Deferred award

£0.000125

6,959

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.

Details of the person discharging managerial responsibilities/ person closely associated

a)

Name

Nicholas Carrington 

2.

Reason for the notification

a)

Position/status

PCA with Elizabeth Carrington, HR Director/PDMR

 

b)

Initial notification/ Amendment

 

This is an initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

LEI

213800VNKA7DPWXWJJ36

 

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 

 Ordinary shares of £0.000125 each

 

 

 

Identification code

ISIN: GB00BFZNLB60

b)

Nature of the transaction

1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and

 

2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024

 

 

c)

Price(s) and volume(s)

Type of award

Price(s)

Volume(s)

Annual award

£0.000125

7,202

Deferred award

£0.000125

4,801

 

d)

Aggregated information

 

Aggregated volume

Price

 

Not applicable single transaction

e)

Date of the transaction

9 December 2021

f)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Andrew Bell

2

Reason for the notification

a)

Position/status

Chief Executive Officer/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

136,672

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Chief Operating Officer/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

22,156

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

William Mackay

2

Reason for the notification

a)

Position/status

Managing Director, AJ Bell Investcentre

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

17,909

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Bruce Robinson

2

Reason for the notification

a)

Position/status

Group Legal Services Director and Company Secretary/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

23,401

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mohamed Tagari

2

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

19,561

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Elizabeth Carrington

2

Reason for the notification

a)

Position/status

HR Director

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

10,580

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Nicholas Carrington

2

Reason for the notification

a)

Position/status

PCA with Elizabeth Carrington, HR Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £0.000125

9,118

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Chief Operating Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £3.796

10,419

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mohamed Tagari

2

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£3.796

9,196

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

9 December 2021

g)

Place of the transaction

London Stock Exchange

 

Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)

Date of notification: 13 December 2021 

 

 

 

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