RNS Number : 9475V
AJ Bell PLC
12 April 2023
AJ Bell plc (Company)
Director/PDMR Transactions - Initial Notification
The Company announces that it was notified on 11 April 2023, that:
a) Michael Summersgill, Chief Executive Officer and a person discharging managerial responsibility (PDMR) in the Company, has:
i) in order to effect a "Bed and ISA" transaction, sold 4,557 ordinary shares of £0.000125 each in the Company (Ordinary Shares) at a price of £3.291 per Ordinary Share via his AJ Bell Dealing Account (AJ BellDealing Account) and then purchased 4,557 Ordinary Shares at a price of £3.291 per Ordinary Share via his AJ Bell Individual Savings Account (AJ BellISA); and
ii) sold 7,596 Ordinary Shares at a price of £3.291 per Ordinary Share via his AJ Bell Dealing Account;
b) Lucy Summersgill, a person closely associated (PCA) with Michael Summersgill, has:
i) in order to effect a "Bed and ISA" transaction, sold 4,557 Ordinary Shares at a price of £3.291 per Ordinary Share via her AJ Bell Dealing Account and then purchased 4,557 Ordinary Shares at a price of £3.291 per Ordinary Share via her AJ Bell ISA;
ii) in order to effect a "Bed and SIPP" transaction, sold 303 Ordinary Shares at a price of £3.291 per Ordinary Share via her AJ Bell Dealing Account and then purchased 303 Ordinary Shares at a price of £3.291 per Ordinary Share via her AJ Bell Self Invested Personal Pension (SIPP); and
iii) purchased 4,254 Ordinary Shares at a price of £3.291 per Ordinary Share via her AJ Bell SIPP;
c) Sebastian Summersgill, a PCA with Michael Summersgill, has purchased 1,215 Ordinary Shares at a price of £3.291 per Ordinary Share via his AJ Bell Junior ISA Account (AJ BellJuniorISA); and
d) Georgina Summersgill, a PCA with Michael Summersgill, has purchased 2,127 Ordinary Shares at a price of £3.291 per Ordinary Share via her AJ Bell Junior ISA.
The above transactions all took place on 6 April 2023.
Following the transactions, there has been no change in the number of Ordinary Shares in which Michael Summersgill has an interest, being 1,028,312 Ordinary Shares which represents 0.250% of the issued share capital of the Company.
This announcement, including the notification below, is made in accordance with the requirements of the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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|
a) |
Name |
Michael Summersgill |
|
|
2 |
Reason for the notification |
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|
a) |
Position/status |
Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
AJ Bell plc |
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|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
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|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Sale of Ordinary Shares |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
12,153 |
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|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
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|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Michael Summersgill |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Purchase of Ordinary Shares via AJ Bell ISA. |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
4,557 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Lucy Summersgill |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
PCA with Michael Summersgill, Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Sale of Ordinary Shares |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
4,860 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Lucy Summersgill |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
PCA with Michael Summersgill, Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Purchase of Ordinary Shares via AJ Bell ISA |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
4,557 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Lucy Summersgill |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
PCA with Michael Summersgill, Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Purchase of Ordinary Shares via AJ Bell SIPP |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
4,557 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Sebastian Summersgill |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
PCA with Michael Summersgill, Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Purchase of Ordinary Shares via AJ Bell Junior ISA |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
1,215 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Georgina Summersgill |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
PCA with Michael Summersgill, Chief Executive Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Purchase of Ordinary Shares via AJ Bell Junior ISA |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.291 |
2,127 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
6 April 2023 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 12 April 2023
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